Vice President – Equities Operations Control Management

About the role

This senior position leads the Global Equities Operations Control function at JPMorganChase. You will shape the control framework, drive governance, and partner with audit, compliance and regulatory teams to protect the business while supporting strategic growth.

Key responsibilities

• Conduct deep‑dive functional reviews and risk assessments to identify control gaps and emerging risks.
• Partner with Audit, Compliance and Regulatory teams to investigate incidents, perform root‑cause analysis and manage remediation.
• Design and execute risk‑mitigation strategies based on audit findings, deep‑dives and ongoing risk reviews.
• Develop, analyse and publish standardised control metrics using business‑analytics tools.
• Drive control remediation programmes using data‑driven insights and metric‑based analysis.
• Manage governance and reporting of control and risk initiatives through advanced analytics and visualisation.
• Implement technology solutions (e.g., Alteryx, Xceptor) to automate controls and enhance data analysis.
• Act as first‑line defence for Operations, advising on risk, control and audit matters.
• Coordinate internal and external audit engagements and regulatory reviews, including preparation, walkthroughs and evidence gathering.

Required profile

• Proven experience in internal/external audit, operational risk reviews or targeted risk assessments within financial services.
• Strong analytical mindset with the ability to translate data into actionable risk insights.
• Excellent communication and stakeholder‑management skills across cross‑functional teams.
• Track record of leading control‑remediation initiatives and influencing risk culture.

Required skills

• Tableau
• Qlik
• Alteryx
• Xceptor